Financial Services Operations Associate

Operations Associate

Company: [Financial Services Firm]

Job Description:

Delibert Employment Solutions is recruiting on behalf of a prestigious financial services firm seeking a dedicated and detail-oriented Operations Associate to join their dynamic Operations department. The successful candidate will play a critical role in asset movement, account opening, and account transfer requests, ensuring seamless operations within the firm. This position requires a deep understanding of industry regulations and firm policies, coupled with a professional demeanor in client-facing interactions.

Key Responsibilities:

  • Facilitate the accurate and timely movement of assets, ensuring compliance with industry regulations and firm policies.
  • Oversee the process of account opening and account transfers, maintaining meticulous attention to detail.
  • Develop and maintain an in-depth knowledge of relevant industry rules and regulations.
  • Provide exceptional client service through clear and courteous communication, demonstrating professionalism in all interactions.
  • Collaborate with internal teams to streamline operations and enhance efficiency.


  1. Experience:
    • 1-3 years of professional or administrative experience, preferably within the financial services industry.
  2. Licenses:
    • Series 7 and Series 66 licenses required, or the ability to obtain them within 18 months of hire.
  3. Education:
    • Bachelor’s Degree preferred.
  4. Skills:
    • Outstanding communication, presentation, and organizational skills.
    • Strong attention to detail and ability to manage multiple tasks simultaneously.
    • Professional demeanor with the ability to handle client interactions tactfully and courteously.

Additional Information:

  • This role offers the opportunity to develop a comprehensive understanding of the financial services industry.
  • The ideal candidate will exhibit a proactive approach, a strong sense of responsibility, and a commitment to continuous improvement.

Application Process:

Interested candidates are invited to submit their resume and a cover letter to teresa@delibertemployment.com detailing their qualifications and experience. We look forward to reviewing your application and exploring how you can contribute to our firm's success.


Since 1998 we have been recruiting in Rochester, New York for businesses of all sizes and industries such as; Insurance, Financial Services, Mortgage Services, Real Estate, Human Resources, Auto Dealers, Legal, Technical and Medical. We partner with small to mid-sized businesses in the Rochester area to add to their bottom line through customized recruiting solutions.

We have been responsible for hiring and retaining talent for 20+ years. We are natives of Rochester, NY and have strong ties to the community.



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